8-K 1 wlkr20170424_8k.htm FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934

 

Date of Report (date of earliest event reported): May 5, 2017

 

WALKER INNOVATION INC.

(Exact name of registrant as specified in charter)

 

Delaware

 

001-33700

30-0342273

(State of Incorporation)

 (Commission File No.)

(IRS Employer
Identification No.)

 

           Two High Ridge Park

Stamford, CT                                                06905

(Address Of Principal Executive Offices) (Zip Code)


 

(203) 461-7200

(Registrant's Telephone Number, Including Area Code)

 


(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of registrant under any of the following provisions:

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company    [ ]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 

 
 

 

 

Item 2.02     Results of Operations and Financial Condition.

 

On May 5, 2017, Walker Innovation Inc. issued a press release announcing financial results for the first quarter March 31, 2017. The full text of the press release is set forth in Exhibit 99.1 attached hereto.

 

The information in this Form 8-K, including the exhibit, shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. It shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

 

Item 9.01      Financial Statements and Exhibits.

 

(d)     Exhibits

 

 

Exhibit Number

Description

 

99.1

Press Release dated May 5, 2017

 

 
 

 

   

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Dated: May 5, 2017

 

 

WALKER INNOVATION INC.

 

 

 

 

 

 

 

 

 

 

By:

/s/ Jonathan Siegel

 

 

Name:

Jonathan Siegel

 

 

Title:

Chief Executive Officer