8-K 1 v423902_8k.htm FORM 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934

 

Date of Report (date of earliest event reported): August 6, 2015

 

WALKER INNOVATION INC.

(Exact name of registrant as specified in charter)

 

Delaware

001-33700

30-0342273
(State of Incorporation) (Commission File No.) (IRS Employer
Identification No.)

 

Two High Ridge Park

Stamford, CT                                                 06905

(Address Of Principal Executive Offices) (Zip Code)

(203) 461-7200

(Registrant's Telephone Number, Including Area Code)

 

___________________________

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 

Item 2.02      Results of Operations and Financial Condition.

 

On November 10, 2015, Walker Innovation Inc. issued a press release announcing financial results for the quarter ended September 30, 2015. The full text of the press release is set forth in Exhibit 99.1 attached hereto.

The information in this Form 8-K, including the exhibit, shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. It shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

 

Item 9.01     Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit Number Description
   
99.1 Press Release dated November 10, 2015

 

 

  2  

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Dated: November 10, 2015

  

  WALKER INNOVATION INC.
   
   
   
  By:  /s/ Jonathan Ellenthal
  Name:
Title:
Jonathan Ellenthal
Vice Chairman and CEO

 

 

  3